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CCS Compliance Training & Education

Whether your needs include in-house compliance staff, increased skill set, starting from scratch or with an existing staff, CCS will help you build a strong presence within your company. We'll evaluate your resources and your needs for a compliance department and bring them into alignment. If needed, we can also help develop plans for expansion of your compliance department.

Often compliance staff needs training to learn new subjects or hone existing skills. This is where our staff of educators excels. We train home office and distribution personnel on all aspects of compliance with respect to life insurance, annuities, supplemental health, and DOL Fiduciary Rule.

With regard to the DOL Fiduciary Rule, we have experience reviewing, drafting, updating, and looking at the controls relative to new policies and procedures intended to comply with the impartial conduct standard under the DOL Fiduciary Rule.  In addition to providing these services directly, we have conducted many training programs on the compliance mandates of the rule. Without a robust training program, many carriers are ill-prepared to implement the rule, given its breadth and unforgiving demands for compliance. We offer training on specific aspects of the rule, or more broadly on the many ways it changes the way business must be done for covered products. 

Each training session is customized to meet your needs. Some of our most commonly requested topics include:

  • Replacement issues, including or excluding Regulation 60 (NY)
  • Advertising compliance
  • DOL Fiduciary Rule
  • General sales practice issues
  • Operational compliance policies & procedures
  • Supervision and oversight
  • New business compliance and how to spot problems
  • What is different about NY?
  • What can we do electronically?
  • Indexed annuities in NY
  • ORSA and ERM: We read the regulations, what do we do now?

In addition, the CCS attorneys and compliance professionals perform complex national and multi-state regulatory and compliance research on a variety of issues and for life, health, and annuity insurers, banks, and trust companies.

We will provide you with easy-to-digest regulatory updates addressing changes to the laws and regulations in the life, annuity, LTC, and supplemental health lines of business tailored for the jurisdiction(s) where your company does business. We also work with you to implement regulatory changes in an efficient manner to assure compliance.

Do you find it difficult to schedule training as a group? Ask us about our Currin Insurance Compliance Education Program - online / on demand learning.