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Product Development Assistance, Review & Filing

Cailie Currin began her career in the insurance industry reviewing life and annuity policy forms for compliance at the now New York State Department of Financial Services (formerly NYS Insurance Department). The firm that bears her name, Currin Compliance Services, Inc. (CCS), began by providing assistance in the development of products, as well as reviewing and filing life and annuity products for our clients. Today this remains a very significant part of our business, though our focus is no longer solely on New York State.

Product development review and filing is the core activity of our Corporate and Product Compliance Department. Our experienced staff will assist you in developing your life/annuity and supplemental health product lines. Our early and active involvement in the development process will help to identify compliance issues at the beginning, avoiding them at the end.

We review and/or file your products in appropriate jurisdictions or with the Interstate Compact. We draft, edit, analyze, and recommend appropriate revisions.

Our Corporate and Product Compliance Department handles all Uniform Certificate of Authority Applications (UCAA)—primary, expansion, and corporate amendments—and other regulatory filings. We can meet your needs for assistance with these UCAA filings, as well as Holding Company Act filings and re-domestications.